June 2020


12 months until the implementation of the new prudential regime

26 June 2020

The new prudential regime for investment firms, IFD/IFR, will be implemented in 12 months, on 26th June 2021. It will bring about significant changes for investment firms. Wheel...

The new prudential regime for investment firms, IFD/IFR, will be imple...

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Infographic: HR Guide to Returning to Work

24 June 2020

Staff returning to office premises may still be some way away for many firms, but there are a number of variables to consider and incorporate in to your planning now. The HR con...

Staff returning to office premises may still be some way away for many...

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Implementing the new Prudential Regime for Investment Management Firms

24 June 2020

The FCA has published a Discussion Paper on the implementation of the new prudential regime for investment firms.Coupled with the consultation papers and roadmap published by th...

The FCA has published a Discussion Paper on the implementation of the ...

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FCA final guidance on assessing adequate financial resources

13 June 2020

The FCA has published its final guidance on assessing adequate financial resources.The guidance is intended to provide clarity the role of financial resources, how firms can bes...

The FCA has published its final guidance on assessing adequate financi...

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Under the Radar: Residential Property Capital Gains Tax Filing Requirements

11 June 2020

From 6 April 2020, HMRC require anyone with a Capital Gains Tax (CGT) liability on UK residential property to file an online Return and pay the tax due within 30 days of the com...

From 6 April 2020, HMRC require anyone with a Capital Gains Tax (CGT) ...

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Investment Firms: Emerging from Lockdown with Better Prudential Governance and Processes

4 June 2020

Firms no doubt welcomed the FCA’s temporary waiver for smaller firms of late filing penalties (“administrative fees”) for certain returns submitted after a deadline fall...

Firms no doubt welcomed the FCA’s temporary waiver for smaller fir...

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