Showing posts tagged 'compliance'


“You need to act now” letters sent to UK investment management sector

17 December 2020

Brexit Preparations for UK Investment Firms Many businesses have been receiving letters from the government’s Department for Business over the past weeks, asking if they are r...

Brexit Preparations for UK Investment Firms Many businesses have been ...

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Adviser/Arranger firms facing big changes in 2021

8 October 2020

From June 2021, adviser/arranger firms will be subject to significant new requirements including increases to capital and liquidity, enhanced governance standards and new disclo...

From June 2021, adviser/arranger firms will be subject to significant ...

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