Showing posts tagged 'Regulatory reporting'


The regulatory reporting mailer explained - Part 2

30 November 2021

This series sets out to help investment firms understand what to expect regarding regulatory reporting in relation to the IFPR (Investment Firm Prudential Regime) when it comes...

This series sets out to help investment firms understand what to expec...

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The regulatory reporting mailer explained - Part 1

20 November 2021

It is a FCA requirement for all UK investment firms to submit regulatory returns on an ongoing basis. However, a new prudential regime has been defined by the FCA (Financial Con...

It is a FCA requirement for all UK investment firms to submit regulato...

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How will the IFR impact investment firms in the EEA?

28 June 2021

From 26th June 2021, the Investment Firm Regulation (IFR) the new regime on prudential requirements for MiFID investment firms and the accompanying Directive (IFD) have now beco...

From 26th June 2021, the Investment Firm Regulation (IFR) the new regi...

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Wheelhouse Advisors is delighted to be awarded the accolade for Best Accounting Firm at the PE Wire European Awards 2021

25 March 2021

Wheelhouse Advisors, specialist providers of services to the financial services sector, is delighted to be named as Best Accounting Firm at the PE Wire European Awards for 2021....

Wheelhouse Advisors, specialist providers of services to the financial...

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Prudential challenges coming for UK investment managers

10 December 2020

New prudential regime imposes new and increased requirements Investment managers will be subject to significant new capital and liquidity requirements, enhanced governance stand...

New prudential regime imposes new and increased requirements Investmen...

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FCA Extension to IFPR

18 November 2020

The FCA has granted a short extension for UK investment firms to prepare for the new prudential regime until 1 January 2022. Good news that the new rules will no longer bite as ...

The FCA has granted a short extension for UK investment firms to prepa...

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