Showing posts tagged 'IFPR'


The IFPR Impact on Matched Principal Broker Firms

14 January 2022

Since 1st January 2022, there has been a new UK prudential regime for MiFID investment firms, the IFPR. This new prudential regime affects all UK investment firms but has a spec...

Since 1st January 2022, there has been a new UK prudential regime for ...

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The importance of data within the FCA focus on financial resilience

14 December 2021

In September 2021, the FCA issued a letter to wealth management and stockbroking firms with a reminder to CEOs to ensure they keep focus on ‘key harms’ in their sector. Thes...

In September 2021, the FCA issued a letter to wealth management and st...

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The regulatory reporting mailer explained - Part 2

30 November 2021

This series sets out to help investment firms understand what to expect regarding regulatory reporting in relation to the IFPR (Investment Firm Prudential Regime) when it comes...

This series sets out to help investment firms understand what to expec...

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The regulatory reporting mailer explained - Part 1

20 November 2021

It is a FCA requirement for all UK investment firms to submit regulatory returns on an ongoing basis. However, a new prudential regime has been defined by the FCA (Financial Con...

It is a FCA requirement for all UK investment firms to submit regulato...

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Remuneration requirements under the IFPR

17 November 2021

The IFPR defines a set of three different remuneration requirements (RemCode) for UK investment firms. These three sets are classified as Basic, Standard, and Extended remunerat...

The IFPR defines a set of three different remuneration requirements (R...

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IFPR Reporting Explained

17 November 2021

For many investment firms, regulatory reporting is the only line of regular communication with the regulator.  The IFPR regulatory reporting framework is designed to give the ...

For many investment firms, regulatory reporting is the only line of re...

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What you need to know about IFPR before 1 January 2022

28 September 2021

With less than 100 days to go before the Investment Firms’ Prudential Regime goes live, Wheelhouse Advisors hosted two breakfast briefings, where attendees heard a rundown of ...

With less than 100 days to go before the Investment Firms’ Prudentia...

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Wheelhouse Advisors in the AIMA Journal Edition 127

20 September 2021

We are delighted to be featured in the latest AIMA Journal, Edition 127 outlining the FCA's impending Investment Firms' Prudential regime (IFPR). Mike Chambers, our Head of Prud...

We are delighted to be featured in the latest AIMA Journal, Edition 12...

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HFM Operational Leaders' Summit

16 September 2021

Wow, what a fantastic two days we have had! As the first large scale face to face event that we have attended, HFM's Operational Leaders' Summit was a perfect welcome back. The ...

Wow, what a fantastic two days we have had! As the first large scale f...

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Broker Club Series

16 September 2021

Wheelhouse Advisors is delighted to be partnering with the Broker Club on a series of webinars which will explore the impact of the impending Investment Firms Prudential Regime....

Wheelhouse Advisors is delighted to be partnering with the Broker Club...

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Research findings expose extent of impact on UK investment firms under the FCA’s new Investment Firms’ Prudential Regime (IFPR)

16 September 2021

The report is available here Wheelhouse Advisors, the award-winning provider of prudential management, regulatory reporting, accounting, tax and payroll services to the financia...

The report is available here Wheelhouse Advisors, the award-winning pr...

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IFPR: Making the move from ICAAP to ICARA

11 August 2021

When the new prudential regime for investment firms comes into effect in January 2022, the impact of new requirements around capital, liquidity and reporting and other areas wil...

When the new prudential regime for investment firms comes into effect ...

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LLP v LTD - what is the best structure for your UK investment firm?

5 August 2021

A common question, but let’s reframe it slightly to consider taxation, regulatory compliance and the ever increasing need for a holistic approach.  The UK has long been a pla...

A common question, but let’s reframe it slightly to consider taxatio...

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Greyline and Wheelhouse Advisors IFPR Webinar

26 July 2021

With the implementation date of the new prudential regime for investment firms (IFPR) in the UK less than six months away (January 2022), firms should start looking at the requi...

With the implementation date of the new prudential regime for investme...

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How will the IFR impact investment firms in the EEA?

28 June 2021

From 26th June 2021, the Investment Firm Regulation (IFR) the new regime on prudential requirements for MiFID investment firms and the accompanying Directive (IFD) have now beco...

From 26th June 2021, the Investment Firm Regulation (IFR) the new regi...

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Interview with Private Equity Wire, Bracing for changes

23 June 2021

The implementation of the Investment Firm Prudential Regime (IFPR) in the UK in January 2022 and its EU equivalent, the IFR, later this year will impact all firms with MiFID per...

The implementation of the Investment Firm Prudential Regime (IFPR) in ...

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HFM Virtual Symposium - New Prudential Regime for Investment Firms

1 June 2021

Our Head of Prudential, Mike Chambers recently took part in HFM's Virtual Symposium, where he outlined the new prudential regime for investment firms, due to come into effect in...

Our Head of Prudential, Mike Chambers recently took part in HFM's Virt...

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How has the IFPR impacted Exempt-CAD firms?

6 May 2021

The FCA’s new Investment Firm Prudential Regime (IFPR) will be introduced at the start of 2022. To help firms prepare for the new regime, Wheelhouse Advisors has worked with a...

The FCA’s new Investment Firm Prudential Regime (IFPR) will be intro...

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Wheelhouse Advisors sponsors the HFM Virtual Symposium

9 April 2021

Wheelhouse Advisors will be speaking at the forthcoming HFM Regional Virtual Symposium on Tuesday 27th April. With the implementation of the new prudential regime for investment...

Wheelhouse Advisors will be speaking at the forthcoming HFM Regional V...

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Prepare for IFPR early and streamline your FY20 audit close-out

1 March 2021

Auditors requiring enhanced going concern evidence in light of new prudential regime Assessing and documenting the impact will aid auditors in concluding on appropriateness of ...

Auditors requiring enhanced going concern evidence in light of new pru...

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